Examining the Regulatory Landscape: Understanding FCA Oversight in UK Stock Brokerage

Examining the Regulatory Landscape: Understanding FCA Oversight in UK Stock Brokerage

Introduction to the UK Regulatory EnvironmentThe United Kingdom boasts one of the most robust and sophisticated financial regulatory frameworks in the world, underpinned by a rich history of market innovation and investor protection. At the heart of this ecosystem is the Financial Conduct Authority (FCA), an independent public body established in 2013 as a successor…